Merrill Lynch (Asia Pacific) Limited is a Hong Kong SFC licensed corporation (CE number AAC198). First licensed on 2005-05-27. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-05-27 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-05-27 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2017-04-26 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-05-27 |
| CE No. | Name | Chinese |
|---|---|---|
| ABR710 | CHENG Kin Lung, David | 鄭建龍 |
| ACJ181 | LEE Joseph B | |
| AET253 | TAN Christine | 陳思亭 |
| AFS526 | WONG Timothy Tin Wai | 黃天維 |
| AHC108 | TAM Yui Hong, Conan | 譚悅康 |
| AJE750 | SU Chi | 蘇馳 |
| ALR886 | LO Yin | 盧彥 |
| AMA888 | PAU Matthew Haw Ming | 鮑浩銘 |
| AMI555 | WU Yi | 吳旖 |
| AMK015 | FESCHET Xavier, Boris | |
| AML803 | MERAJ Syed Adnan | 馬德明 |
| ANQ758 | YIN Yifeng | 殷逸峰 |
| AOU637 | MC LELLAN Daniel Robert | |
| APB436 | TSUI Siu Fung, Shelton | 徐兆峰 |
| APS977 | BARSHA Thomas | |
| APZ506 | LUCIDO Lorenzo Giuseppe | |
| AQN969 | GAO Meng | 高甍 |
| ARH768 | NI Chao | 倪超 |
| ASK857 | SHAO Lei | 邵磊 |
| ATF071 | DAVID Gregory, Ralph | |
| AVY037 | ZHAO Yanlin | 趙彥琳 |
| AWP641 | TSUI Ka Lun | 徐家麟 |
| AXF453 | TAN Dominic Zhi Ping | 陳志平 |
| AXY484 | YUAN Dan | 袁旦 |
| AYA188 | ZHANG Qin | 張琴 |
| AZX263 | WANG Xuelu | 王雪璐 |
| BBT521 | BROADFIELD David John | |
| BBU298 | BATRA Nitin | |
| BCJ994 | SAWHNEY Akshay | |
| BDX787 | YONEOKA Hideaki | |
| BEG331 | GUENTHARDT Peter Konrad | |
| BEI736 | XI Ye | 奚曄 |
| BEM162 | LEWIN Matthew Craig | |
| BFW338 | WEEGENAAR Justinus Simon | |
| BFY463 | PEPPING Joseph | |
| BHP830 | MAK Tin Chak | 麥天澤 |
| BIZ293 | PURI Tarun | |
| BJU820 | OBEROI Navdeep Singh | |
| BLL868 | LI Lei | 李蕾 |
| BNV078 | MONNET Arthur Benoit | |
| BRW932 | TANG Kwan Ho | 鄧鈞豪 |
| BUB921 | PANDYA Bhavik Manohar |
| CE No. | Name | Chinese |
|---|---|---|
| ABT659 | REN Margaret Keying | 任克英 |
| ACU447 | MILLER Daniel Owen | 但米勒 |
| AED925 | TSANG Kai Yin | 曾啟賢 |
| AFC433 | YEUNG Kei Yuen | 楊紀元 |
| AFF167 | KODER Matthew Michael | |
| ALI695 | LUO Chen | 羅辰 |
| ALK139 | ZHANG Yan Ya, Emily | 張艷雅 |
| AMH258 | CHO Chan Hee | 趙贊熙 |
| AMI194 | QIAO Hong | 喬虹 |
| AMI555 | WU Yi | 吳旖 |
| AND841 | FONG Ka Ho | 方家浩 |
| ANF064 | CHENG Sheng-Jung | 鄭勝榮 |
| ANU382 | WHANG Youn Sung | 黃允聖 |
| ANU797 | BANSAL Navneet Kumar | |
| ANW202 | CHO Wen Jie, Jack | 曹文傑 |
| AOH920 | WAN Nga Yee, Joyce | 溫雅怡 |
| AOL529 | CHEUNG Andrew Tsz On | 張子安 |
| AOQ882 | WOO Chong Kin, Frankie | 胡創健 |
| AOU410 | MOON Jae Wook | 文裁煜 |
| APC594 | YIN Shi | 殷實 |
| APM129 | LIANG Zhonghuan | 梁仲歡 |
| APQ792 | YAN Wing Tak | 甄穎德 |
| APZ205 | NORDBERG Brian Victor Edward | |
| AQA451 | HA Sangwook | 河尚旭 |
| AQD159 | FENG Jian | 馮劍 |
| AQP759 | NAGATA Shunosuke | |
| ARG565 | CHOI Cheong Ga | 蔡崇嘉 |
| ARH985 | LI Ming | 李明 |
| ARM925 | LIN John Jun | 林俊 |
| ARN512 | DING Min | 丁旻 |
| ARQ650 | KO Ming Tung | 高銘東 |
| ARW893 | LEUNG Hui Homn | 梁煦翰 |
| ASE667 | CHANNA Vishal | |
| ASX278 | YEUNG King Fai | 楊景輝 |
| ATH922 | WANG Yiyi | 王懿懿 |
| ATI412 | TAM Ka Yun | 譚家潤 |
| ATM961 | HUANG Huei-Hung | 黃恢泓 |
| ATN368 | JAWAL Anshul | |
| ATO811 | LEUNG Ambrose Yin Pok | |
| ATY790 | CHANDRAMOULI Arun | |
| AUC961 | CHENG Yan Ting | 鄭恩婷 |
| AUI381 | CHOUILLET Laurent | |
| AUM597 | AN Qi | 安琪 |
| AUS447 | MUKHERJI Ranobir | |
| AVM303 | TANG Kuan Mo | 鄧君武 |
| AVQ918 | SINHA Adarsh | |
| AVQ939 | MATHUR Rajat | |
| AVR887 | COOPER Sarah Louise | |
| AVT458 | CHAN Yee Tak | 陳怡德 |
| AVY037 | ZHAO Yanlin | 趙彥琳 |
| AWO859 | SEOW Zhi Xiang | |
| AWZ373 | YU Zhongyuan | 虞中元 |
| AWZ404 | TSO Yam Fan | 曹音凡 |
| AXA178 | LECOQ Charles Makoto | |
| AXC419 | CHENG Anthony R | 陳若嘉 |
| AXH948 | PAIDIPATHI Apurva | |
| AXP154 | PANG Lei Kan | 彭麗勤 |
| AXR266 | LIU Yin | 劉寅 |
| AXS404 | WANG Mengting | 王夢婷 |
| AXV016 | LIN Regan Nan-hong | 林南宏 |
| AXX714 | CHAN Ruo Jun, Angela | 陳若君 |
| AYF201 | MATSUZOE KIE | |
| AYH771 | WONG Tsz Hin Chris | 王梓軒 |
| AYI107 | NG Po Ling | 吳寶玲 |
| AYJ730 | LUO Ping | 羅萍 |
| AYR059 | LI Xiang Betty | |
| AYS245 | LIU Hao | 劉皓 |
| AYT129 | WANG Wenqi | |
| AYT391 | NG Chor Sum Sam | 吳楚琛 |
| AZJ437 | JOO Jihyun Katherine | 朱祉泫 |
| BAJ023 | GEE Nathan Jordon | 朱耀宗 |
| BAO744 | LEE Ming-Hsun | 李明勲 |
| BAP106 | WOO Dong Je | |
| BAS698 | NG King To, Timothy | 吳璟濤 |
| BBH082 | POON Yiu Ming David | 潘燿明 |
| BBM580 | NGUYEN The-Xuan-Dieu | |
| BBP173 | YU Sau Ying | 余秀瑩 |
| BBZ482 | NACKTER Lars Bertil | |
| BCQ746 | BOOTH Alexander Robert | |
| BCY613 | LI Bo | 李博 |
| BDE438 | LEE Ji Su | 李知修 |
| BDO592 | SUNDARESAN Balasubramanian | |
| BDR786 | CHOW Wing Yiu | 周永曜 |
| BDR797 | LEI Jiawei | 雷嘉巍 |
| BDV629 | XU Lingjue | 許齡珏 |
| BEA760 | CHAN Yet Wun Joyce | 陳日韻 |
| BED805 | LIU Zhanxiang | 劉展翔 |
| BEG517 | ZHU Xiaotian Kendrick | 祝驍天 |
| BEK731 | GUPPY Ramin Brian | |
| BEL946 | ZHUANG Xiaomeng | 庄曉夢 |
| BES685 | LEE Andrew | |
| BFJ728 | AU Cherie Tsui Yee | 區翠兒 |
| BFM980 | EVANS Michael George | |
| BFR736 | JU Lixin | 琚里昕 |
| BFW973 | CHEN Yumei | 陳毓梅 |
| BFW991 | BAO Xitong | 包希曈 |
| BGB366 | SHAN Ling | 單灵 |
| BGD659 | SIAH Geok Wah | 謝育華 |
| BGE282 | DENG Yuekai | 鄧躍凱 |
| BGG518 | COHEN Benjamin Joseph |