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OBEROI Navdeep Singh

CE BJU820Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

OBEROI Navdeep Singh (CE number BJU820) is an individual licensed by the Hong Kong SFC. First licensed on 2017-07-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMerrill Lynch (Asia Pacific) Limited

Licence Record (3)

2018-06-28 – present Current
Merrill Lynch (Asia Pacific) Limited RO
RA 1 RA 4 RA 5
2017-07-03 – 2018-06-28
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 5
2017-07-03 – 2018-08-01
Merrill Lynch Far East Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJU820