What is RA 1 (Dealing in Securities)?

Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.

RA 1

Dealing in Securities

Browse every Hong Kong SFC-licensed corporation and individual authorised for RA 1 — Dealing in Securities. RA 1 (Dealing in Securities) is a regulated activity under Hong Kong’s Securities and Futures Ordinance. A corporation or individual must be licensed by the SFC to carry it out. This page tracks how many active licensees hold RA 1 and the year-by-year licensing trend, compiled from SFC, HKMA and other public regulatory records.

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How to use this data

Pick a niche — see whether this licence is crowded or under-served before applying or hiring.
Time it — read the year-by-year grant trend to judge whether demand is rising or cooling.
Benchmark — compare any firm or individual against everyone else holding this activity.

Companies with RA 1 Individuals with RA 1 Hong Kong SFC Brokerage & Dealing licences (Type 1, 2, 3, 8)