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FESCHET Xavier, Boris

CE AMK015Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FESCHET Xavier, Boris (CE number AMK015) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMerrill Lynch (Asia Pacific) Limited
Responsible OfficerMerrill Lynch Far East Limited

Licence Record (16)

2019-12-19 – present Current
Merrill Lynch (Asia Pacific) Limited RO
RA 1
2019-12-19 – present Current
Merrill Lynch Far East Limited RO
RA 1 RA 2
2019-08-23 – 2019-12-19
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2019-08-23 – 2019-12-19
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2016-12-19 – 2019-05-25
UBS Securities Hong Kong Limited RO
RA 1 RA 2
2016-01-19 – 2019-05-25
UBS Securities Asia Limited RO
RA 1 RA 2
2016-01-19 – 2016-12-18
UBS Securities Hong Kong Limited RO
RA 1
2016-01-19 – 2016-12-18
UBS Derivatives Hong Kong Limited RO
RA 2
2012-04-10 – 2018-05-03
UBS Securities Asia Limited Rep
RA 1 RA 2
2012-04-10 – 2016-01-19
UBS Securities Hong Kong Limited Rep
RA 1
2012-04-10 – 2016-01-19
UBS Derivatives Hong Kong Limited Rep
RA 2
2011-03-14 – 2012-03-20
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2
2011-03-14 – 2012-03-20
Daiwa Capital Markets Trading Hong Kong Limited Rep
RA 1 RA 2
2007-05-25 – 2010-12-03
BNP Paribas Securities (Asia) Limited Rep
RA 1
2005-08-29 – 2010-12-03
Paribas Asia Equity Limited (trading as Paribas) Rep
RA 1
2005-08-29 – 2010-12-03
BNP Paribas Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMK015