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ZHANG Yan Ya, Emily

張艷雅
CE ALK139Licensed IndividualSFO licence active
Official SFC record

ZHANG Yan Ya, Emily (CE number ALK139) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (9)

2025-11-17 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2025-11-17 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2016-10-11 – 2025-08-13
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 2
2014-10-03 – 2016-10-10
Goldman Sachs (Asia) Securities Limited Rep
RA 1
2011-07-25 – 2025-08-13
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2011-07-25 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2010-12-06 – 2011-04-18
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2007-03-28 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7
2004-11-05 – 2011-04-18
Morgan Stanley Asia Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALK139