Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
CE AAD291Licensed Corporation
Morgan Stanley Asia Limited is a Hong Kong SFC licensed corporation (CE number AAD291). First licensed on 2003-04-01. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-04-01 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-04-01 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2006-04-07 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2003-04-01 |
| RA 9 | Asset Management | 提供資產管理 | 2007-09-27 |
Responsible Officers (50)
Representatives (860)
| CE No. | Name | Chinese |
|---|
| ABX349 | SUN Steve Donald | |
| ACH915 | HARJANI Vijay Kumar Dayal | |
| ADB039 | PARTHASARATHY Raja | |
| ADV329 | LEE Man Yiu, Paul | 李文耀 |
| ADW990 | HUANG Christopher S | 黃守儀 |
| AEJ195 | SHUM Lap Fai, Vincent | 岑立輝 |
| AEJ676 | KWOK Pui Shan | 郭珮珊 |
| AFW029 | CHU Peter I-Chun | 朱逸群 |
| AFW866 | KANG Taejin | |
| AFX539 | ROMANO Stefano | |
| AGB910 | WONG Hor Yee, Patricia | 黃可兒 |
| AGG744 | LI Chun Kit | 李俊杰 |
| AGG935 | WONG Wai Yan | 黃惠恩 |
| AGU865 | AU Noor Wah | 歐諾華 |
| AGW611 | KIM Young Chan | |
| AKU876 | CHAN Wing Wai, Albert | 陳永威 |
| AKW688 | YAN Cleo Sheung Ngar | 甄尚雅 |
| ALF238 | LOU Chao | 樓超 |
| ALH988 | LI Youjia | 李尤佳 |
| ALI072 | DESAI Ridham | |
| ALI161 | TOPIWALLA Hozefa Moiz | |
| ALI601 | AHYA Chetan Kishore | |
| ALK023 | LAU Man Leuk, Simon | 劉文略 |
| ALL688 | AGARWAL Anil Kumar | |
| ALN023 | FELDMAN Robert Alan | |
| ALN187 | TAMURA Koshiro | |
| AMB613 | SUN Xun | 孫恂 |
| AMC933 | XUE Zhijie | 薛智婕 |
| AMH702 | LI Meng | 李萌 |
| AMI582 | MCLEOD Andrew James | |
| AMK300 | JAEGER Stella | |
| AML409 | VACHHANI Koustubh Vijay | |
| AML455 | CHOUDHARY Praveen Kumar | |
| AMO262 | OSAKA Takuya | |
| AMU107 | CHAN Wai Nga, Julia | 陳慧雅 |
| AMW555 | YU Hoi Kit | 余凱傑 |
| AMY444 | POON Mun Chong, Richard | 潘敏聰 |
| ANA203 | DANI Nilay Bipin Kumar | |
| ANB704 | LORD Nicholas Peter | |
| ANG301 | LEUNG Man Hon Ivan | 梁文瀚 |
| ANG432 | KAKIUCHI Shinji | |
| ANH517 | YAO Kenneth | 姚根霖 |
| ANL837 | YEN Tzu Han | 嚴子涵 |
| ANM956 | TSANG Ki Lok Kenneth | 曾琪樂 |
| ANP580 | WILES Richard Edward William | |
| ANU185 | CHEN Jianhao | 陳健浩 |
| ANU404 | MENG Yu | 孟羽 |
| ANU677 | KIM Hye Eun | |
| ANW200 | WONG Patrick Ho-Chuen | 王浩存 |
| ANY401 | YOSHIKAWA Kazuo | |
| ANZ526 | KWEK Lee Lian, Sabrina | 郭麗蓮 |
| AOB427 | LIM Hwei Yin, Jaclyn | |
| AOC798 | HO Wing Hang | 何永恆 |
| AOG287 | LIN Susan Shan-ju | |
| AOG962 | ATMANI Mohamed | |
| AON775 | CHENG Xiuwen | 程修文 |
| AOO271 | CABELLO AGUADO Ana | |
| AOR368 | KEOGH Paul Thomas | |
| AOS243 | NG Hoi Dick | 吳凱迪 |
| AOS285 | SUN Tao | 孫濤 |
| AOU418 | WU Wai Man | 胡慧敏 |
| AOV857 | XU Richard Ran | 徐然 |
| AOY779 | CHAN Chia-Hung | 詹家鴻 |
| AOY784 | ZHANG Disheng | 張迪生 |
| APF805 | WONG Man Chee | 王曼姿 |
| APJ350 | FUNG Jose | 馮若詩 |
| APJ663 | WOOD Mark R | |
| APK208 | GU Kan | 顧侃 |
| APP831 | JONES Keiko | |
| APP832 | PANG Guo Xiang Kelvin | 彭國翔 |
| AQD803 | WATANABE Naoki | |
| AQI394 | DING Yuwen | 丁煜雯 |
| AQK102 | GERARD Alban Xavier Jacques | |
| AQN035 | WONG Ka Woon, Catherine | 黃嘉媛 |
| AQP680 | NG Yee Boon | |
| AQQ609 | HSIAO Po-Ting | 蕭柏庭 |
| AQX906 | PENG Shuo | 彭碩 |
| ARE226 | ZHONG Eva Ling | 鍾菱 |
| ARH152 | VAN DER ZWAN Mark Leendert Winfield | |
| ARM894 | TSANG Brietta Tyla | 曾曉瑜 |
| ARN138 | CHAN Yuen Yu | 陳宛渝 |
| ARO471 | LAU Valerie Pei Wen | 劉佩雯 |
| ART864 | XING Ziqiang | 邢自强 |
| ARV352 | GAUTAM Rahul | |
| ASF520 | REN Jia | 任佳 |
| ASI356 | YUAN Hong | 袁鴻 |
| ASM050 | IRELAND Peter Aaron Joseph | |
| ATG909 | LIN Sophia Joan | |
| ATN539 | CHIEN Jung-chun | 簡榮俊 |
| ATO050 | NAM Taekhyung | 南澤亨 |
| ATO440 | HUNG Hsi-Ming | 洪希民 |
| ATS485 | NEUNDORFER Patrick Harmon | |
| ATX989 | SEOK Joon | |
| ATY492 | RUPPERT-FELSOT Jori Elan | |
| AUC170 | LO Wai Kwok Belinda | 盧慧幗 |
| AUC306 | HU Jiguang | 胡霽光 |
| AUE544 | QIAN Jing | 錢菁 |
| AUE987 | GARNER Jonathan Frederick | |
| AUJ687 | DUJARDIN Nicolas, Guillaume | |
| AUP378 | LAU Hoi Man, Mable | 劉凱敏 |