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LEE Man Yiu, Paul

李文耀
CE ADV329Licensed IndividualSFO licence active
Official SFC record

LEE Man Yiu, Paul (CE number ADV329) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RepresentativeMorgan Stanley Hong Kong Securities Limited

Licence Record (9)

2016-02-29 – present Current
Morgan Stanley Asia Limited Rep
RA 1
2016-02-29 – present Current
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7
2014-04-15 – 2016-02-12
Phoenician Limited RO
RA 4 RA 9
2009-10-16 – 2011-06-20
China Reserve Securities Limited Rep
RA 1
2007-12-20 – 2008-11-19
Citigroup Global Markets Asia Limited Rep
RA 1
2007-08-20 – 2007-11-17
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2
2007-08-20 – 2007-11-17
Daiwa Securities SMBC Futures (Asia) Limited Rep
RA 2
2004-07-05 – 2005-05-25
Funderstone Securities Limited Rep
RA 1
2004-07-05 – 2005-05-25
Funderstone Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADV329