Morgan Stanley Hong Kong Securities Limited
CE AAD401Licensed Corporation
Morgan Stanley Hong Kong Securities Limited is a Hong Kong SFC licensed corporation (CE number AAD401). First licensed on 2003-04-01. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-04-01 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2010-11-30 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2013-07-23 |
HKEX Participantships (8)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (17)
Representatives (350)
| CE No. | Name | Chinese |
|---|
| ACH915 | HARJANI Vijay Kumar Dayal | |
| ADV329 | LEE Man Yiu, Paul | 李文耀 |
| AEJ195 | SHUM Lap Fai, Vincent | 岑立輝 |
| AEJ676 | KWOK Pui Shan | 郭珮珊 |
| AFW866 | KANG Taejin | |
| AFX539 | ROMANO Stefano | |
| AGB910 | WONG Hor Yee, Patricia | 黃可兒 |
| AGF340 | WONG Tai Ying, Lorraine | 黃棣瑩 |
| AGG744 | LI Chun Kit | 李俊杰 |
| AGG935 | WONG Wai Yan | 黃惠恩 |
| AGU865 | AU Noor Wah | 歐諾華 |
| AKU876 | CHAN Wing Wai, Albert | 陳永威 |
| ALK023 | LAU Man Leuk, Simon | 劉文略 |
| ALN187 | TAMURA Koshiro | |
| AML409 | VACHHANI Koustubh Vijay | |
| AMU107 | CHAN Wai Nga, Julia | 陳慧雅 |
| AMY444 | POON Mun Chong, Richard | 潘敏聰 |
| ANA203 | DANI Nilay Bipin Kumar | |
| ANG301 | LEUNG Man Hon Ivan | 梁文瀚 |
| ANM956 | TSANG Ki Lok Kenneth | 曾琪樂 |
| ANW200 | WONG Patrick Ho-Chuen | 王浩存 |
| AOC798 | HO Wing Hang | 何永恆 |
| AOS243 | NG Hoi Dick | 吳凱迪 |
| AOU418 | WU Wai Man | 胡慧敏 |
| APF805 | WONG Man Chee | 王曼姿 |
| APJ350 | FUNG Jose | 馮若詩 |
| APJ663 | WOOD Mark R | |
| APP831 | JONES Keiko | |
| AQD803 | WATANABE Naoki | |
| AQI394 | DING Yuwen | 丁煜雯 |
| AQK102 | GERARD Alban Xavier Jacques | |
| AQP680 | NG Yee Boon | |
| AQX906 | PENG Shuo | 彭碩 |
| ARV352 | GAUTAM Rahul | |
| ASI356 | YUAN Hong | 袁鴻 |
| ATG909 | LIN Sophia Joan | |
| ATN539 | CHIEN Jung-chun | 簡榮俊 |
| ATO050 | NAM Taekhyung | 南澤亨 |
| ATS485 | NEUNDORFER Patrick Harmon | |
| ATY492 | RUPPERT-FELSOT Jori Elan | |
| AUC170 | LO Wai Kwok Belinda | 盧慧幗 |
| AUJ687 | DUJARDIN Nicolas, Guillaume | |
| AUP378 | LAU Hoi Man, Mable | 劉凱敏 |
| AUW029 | HAN Min | 韓敏 |
| AVC121 | WONG Ling Wai, Geraldine | 黃齡慧 |
| AVH877 | CHEUNG Ching Mei, Queenie | 張靜薇 |
| AVH940 | ZHOU Yizhao | 周苡兆 |
| AVI382 | BROCK Russell | |
| AVL368 | CHOI Shu Man | 蔡舒曼 |
| AVL433 | LI Shengping | 李勝平 |
| AVL438 | PALATIELLO Jason Matthew | |
| AVS588 | CHOU Pak Lam, Wilson | 周柏霖 |
| AVV406 | SHAM Sharon Cylong | 岑思朗 |
| AWD589 | HOLMES II Albert Dudley | |
| AWE837 | BENITEZ Gaia | |
| AWK557 | MATANEY Pankaj Gul | |
| AWQ620 | PATEL Rushi Chandragupta | |
| AWU081 | CHEN Mengxi | 陳夢曦 |
| AWV230 | COTTEAU Guewen Remy Brian | |
| AXA026 | CALLEGARI Andrew Takashi | |
| AXB793 | IENO Eiji Alex | |
| AXD282 | OUKSILI Bilel | |
| AXD737 | WAN Yee Fai | 溫怡暉 |
| AXF905 | POON Alex Chun Man | 潘俊文 |
| AXF926 | VENKATESAN Baskar | |
| AXH547 | THAMBI Shamu Sihabuddin | |
| AXL449 | HATANO Kinu | |
| AXL954 | WANG Jessica Chia-Hsin | |
| AXS207 | SHEN Qi | 沈麒 |
| AXV035 | KUNG Kevin Holting | |
| AXW974 | MAYRARGUE Sylvain Luc Fabien | |
| AXY247 | SINGH Nishant | |
| AYJ571 | BUDHRANI Sanjay | |
| AZC558 | LU Szu-Hsien | 呂思嫻 |
| AZG695 | PRIDDIS Adrian Mark | |
| AZL417 | AJDIR Youssef | |
| AZP060 | PICON PONCE Moises Rogelio | |
| BAA252 | FENG Yahui | 馮雅慧 |
| BAA508 | SARWAL Akshat | |
| BAC208 | LEGRAND Mikael Jacques Adrien | |
| BAO939 | YANG Yufei | 楊宇飛 |
| BBA098 | ABOUD Angus Alfred Mcintyre | |
| BBA631 | LIM Khey Hau | |
| BBD755 | ZHANG Chen | 張辰 |
| BBE972 | DHAKE Pankaj Jaysing | |
| BBP547 | CHENG Kai Him | 鄭棨謙 |
| BCB482 | BENCHOKROUN Mehdi | |
| BCK013 | AHN Jung Hyeon | |
| BCP191 | LAI Hin Chung | 賴顯忠 |
| BDJ961 | STOREY Benjamin Lee | |
| BDM517 | MOHAMMAD Sajjad | |
| BDM849 | TSUI Chun Hin | 徐俊軒 |
| BDO551 | D'SOUZA Daniel | |
| BDP227 | CHAMOIS Pierrick | |
| BDR080 | LEUNG Yanny Yan-siu | 梁欣韶 |
| BEE291 | SHEN Li | 沈黎 |
| BEL598 | WONG Kin Cheung | 黃建彰 |
| BEN026 | MAEKITA Hideaki | |
| BEQ792 | MEYNIER Dorian, Giovanni | |
| BEW112 | CHAN Yu Cheung | 陳宇翔 |