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XU Ranying

徐冉穎
CE BAB232Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

XU Ranying (CE number BAB232) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Responsible OfficerMorgan Stanley Hong Kong Securities Limited
Executive OfficerMorgan Stanley Bank Asia Limited
摩根士丹利銀行亞洲有限公司

Licence Record (7)

2024-02-16 – present Current
Morgan Stanley Asia Limited RO
RA 1
2024-02-16 – present Current
Morgan Stanley Hong Kong Securities Limited RO
RA 2
2018-11-07 – 2024-02-16
Morgan Stanley Asia Limited Rep
RA 1
2018-11-07 – 2024-02-16
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2016-10-11 – 2018-08-09
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2012-08-16 – 2018-08-09
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2012-08-16 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAB232