Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Morgan Stanley Bank Asia Limited

摩根士丹利銀行亞洲有限公司
CE BDM672Registered Institution
Date of registration
2015-01-22
Register as of
2026-07-23
Last indexed
2026-07-23 16:05 UTC
Official SFC record

Morgan Stanley Bank Asia Limited is a Hong Kong SFC registered institution (CE number BDM672). First licensed on 2015-01-22. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2015-01-22
RA 2Dealing in Futures Contracts期貨合約交易2015-01-22
RA 4Advising on Securities就證券提供意見2021-05-31
RA 9Asset Management提供資產管理2015-01-22

Executive Officers (12)

CE No.NameChinese
AAD601CHUI Yik Chiu, Vincent徐亦釗
AFW092WRAIGHT David John
AJC408TAN Wee Kiat
ALW498LEE Ho-kei, Brian李浩基
AOJ928CAO Carol Yu曹宇
APJ780SIMS Simon
BAB232XU Ranying徐冉穎
BDW515CHAN Tsz Chiu
BIE652FORTE Francesco
BSJ674CHAN Yuen Nei Nichol陳婉妮
BSQ821AU-YEUNG Christina Kok Yan歐陽珏欣
BWI473Ross Ian

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (368)

Past Staff (369)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BDM672