Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEE Ho-kei, Brian

李浩基
CE ALW498Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LEE Ho-kei, Brian (CE number ALW498) is an individual licensed by the Hong Kong SFC. First licensed on 2005-04-11. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerMorgan Stanley Bank Asia Limited
摩根士丹利銀行亞洲有限公司

Licence Record (2)

2005-04-11 – 2010-08-02
Morgan Stanley Asia Limited Rep
RA 1
2005-04-11 – 2010-08-02
Morgan Stanley Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALW498