Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

DING Yuwen

丁煜雯
CE AQI394Licensed IndividualSFO licence active
Official SFC record

DING Yuwen (CE number AQI394) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RepresentativeMorgan Stanley Hong Kong Securities Limited

Licence Record (8)

2021-06-07 – present Current
Morgan Stanley Asia Limited Rep
RA 1 RA 4 RA 5
2021-06-07 – present Current
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7
2016-12-19 – 2021-03-05
UBS Securities Hong Kong Limited Rep
RA 1 RA 7
2014-01-03 – 2021-03-05
UBS Securities Asia Limited Rep
RA 1 RA 2
2014-01-03 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 1 RA 7
2009-12-07 – 2013-12-31
Religare Capital Markets (Hong Kong) Limited Rep
RA 1
2009-04-30 – 2009-11-27
SFGHK Limited Rep
RA 1
2008-02-01 – 2009-03-03
Cantor Fitzgerald (Hong Kong) Capital Markets Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQI394