Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
CE AKO499Licensed Corporation
Cantor Fitzgerald (Hong Kong) Capital Markets Limited is a Hong Kong SFC licensed corporation (CE number AKO499). First licensed on 2004-07-15. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-07-15 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2004-07-15 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2009-03-13 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2018-09-04 |
HKEX Participantships (3)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.