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KWAN Chun Wai, Roy

關振緯
CE AOT954Licensed IndividualSFO licence active
Official SFC record

KWAN Chun Wai, Roy (CE number AOT954) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-03. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司

Licence Record (3)

2022-04-27 – present Current
Cantor Fitzgerald (Hong Kong) Capital Markets Limited Rep
RA 1
2019-11-25 – 2022-01-05
Nomura International (Hong Kong) Limited Rep
RA 1
2007-04-03 – 2018-02-06
Deutsche Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOT954