Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Nomura International (Hong Kong) Limited

野村國際(香港)有限公司
CE AAF742Licensed Corporation
Date of licence (SFO)
2005-04-19
Register as of
2026-07-22
Last indexed
2026-07-23 08:05 UTC

Nomura International (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AAF742). First licensed on 2005-04-19. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-04-19
RA 2Dealing in Futures Contracts期貨合約交易2005-04-19
RA 4Advising on Securities就證券提供意見2005-04-19
RA 5Advising on Futures Contracts就期貨合約提供意見2005-04-19
RA 6Advising on Corporate Finance就機構融資提供意見2005-04-19

HKEX Participantships (4)

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (32)

CE No.NameChinese
ACR808DAY Charles Ross
ADH994CHAN Man Wai, Marcella陳敏慧
ADS384TUNG Hong, Erik童慷
AES448YIP Kam Pang葉錦鵬
AIM082LIU Chong Hsin劉昌欣
AIR657MOSS Alister Grahame
AJK954WONG Chun Pong, Albert黃鎮邦
ALJ833PANG Eric Kwok Lik彭國力
ALV097O'NEILE James Finlay
ALW118WU Huey-ming吳慧明
ANL775LU Ting陸挺
AOR602TIWARI Abhishek
APH296TEO Sher-Lyn, Corrinne張施琳
APO123CHUNG Chang Won
APP420ARLETTAZ Benoit Michel Jose
APW468YANG Wayne Ky楊文傑
AQZ618SESHASAYEE Aadit
AUE411WU Chunlei吳春雷
AVE056MC CARRON Ciaran Peter
AVN405JAIN Ajay
AZE648LO Ho Ting Murphy盧昊廷
AZQ775LAM Suen
BEV954KANKIPATI Ravi Thimma Raju
BHA635NANAVATI Jwalant Hemanshu
BPX986HASSAN Matthew Alan
BQB242LUO Tianbao羅天宝
BRF257PRASAD Akshay
BTT183LANNIC Arnaud Robert
BUA035KUMAR Vikas
BUK456KAHLOON Hamzah Ahmad
BVD837WATANABE Kentaro
BWR944KAWAMAE Jumpei

Representatives (515)

CE No.NameChinese
AAL557MADAN Charly
ACR175KIPPING Bryan Edward
ADA874HO Kelvin Teik Chye
ADW516SUBBARAMAN Robert Nemmara
AEP484JEONG Myoung Seok鄭明錫
AFD549CHEUNG San Tat張新達
AFN181LEUNG Shui Yee梁瑞儀
AFR863WONG Hoi Yan黃凱欣
AFV312KIM Hyung Kon
AGC924TEO Kok Ann, Theodore張國桉
AGJ915SIN Hong Yee, Connie冼康怡
AGY607WAH Ka Yin華家燕
AHG507YOON Tae Jung
AHZ635LAM Sze Wan, Priscilla林詩韻
AIB828LEE Shih-Hsin李世欣
AIO017LEUNG Pui Yin梁佩妍
AIR651HO Kam Ho, Christopher何錦浩
AJF328UPADHYAY Saurabh
AKX240LEE Chia-ling李佳伶
ALP760HUI Tsz Chun許子俊
ALR884LAM Wing Yee, Florence林穎怡
ALV097O'NEILE James Finlay
ALZ844PARK Ceyong
AMB071LAM Chit Fai, Ashley林皙暉
AMF003SEKITA Hirosumi関田洋純
AMH819HAO Xin郝昕
AMI497CHAN Kwun Chi陳觀志
AMJ753CHEN Ling-Ching陳鈴晴
AML278MORITA Kyohei
AMM286YAMASAKI Masaya
AMM295AKIZUKI Manabu
AMM472KITAOKA Tomochika
AMR678MUIR Thibault Jean Paul
AMS447ZHANG Zheng張政
AMW547TOTSUKA Makoto
AMW601LI Ming李明
ANA482CHUANG Feng-Lin莊鳳林
ANJ559VARSHNEY Varun
ANQ293LEUNG Cheuk Shun, Jackson梁卓信
ANT250LIM In Ja
ANU189MAHESH Anurag
ANY425YUE Wei岳巍
AOO865LEUNG Shau Lun梁守綸
AOR578TULSHYAN Sachin
AOR659MIYASHIRO Ken
APA389FURUKAWA Makoto
APB697LU Tien-Jui呂天睿
APD236MASUNO Daisaku
APH488FOK Chung Yin霍聰賢
APO882LUO Yunting駱昀婷
APR852LAI Brian賴勇仁
APS335LIU Hui-Yi劉慧儀
APS907DOVE Spencer Charles Clark
APW427MUKHERJEE Saion
AQA500NARAHASHI Hideyuki
AQE203DOBASHI Manabu
AQG685JAIN Varnit
AQJ949LEE Ka Hang, Karen李嘉珩
AQM051CHAN Ka Ying陳嘉盈
AQO380HUANG Bingjie黃冰洁
AQT050SHIGEMURA Kyoichiro
AQT258TAN Rina陳蕊娜
AQX410LAI Wing Yi, Adda黎詠儀
ARG942LEE Yik Long李奕朗
ARO425HO Yuen Kim何遠儉
ARO698MAEKAWA Kentaro
ARO775ZHENG Hao鄭好
ARP071LEUNG Chun Ho梁俊豪
ARQ487NARITA Yasuhiro
ARQ635KWOK Chan Loy郭贊來
ARR601LAW Ka On, Andy羅家安
ARX074CHAN Wing Yin陳詠賢
ASJ764FUKUSHIMA Daisuke
ASK492DE ST JOHN-PRYCE Winton Charles Nicholas
ASK682SHI Jialong史家龙
ASL510CHAN Justin陳卓泓
ASM441HIRABAYASHI Yasuko
ASN728CHEUNG Wing Yan張詠欣
ASN900HANLY Seamus Anthony
ATJ052TSUNODA Shinsuke
ATO774ZHU Pingping朱平平
ATQ910MATSUMOTO Yuji
ATX270FISCHER Nathan David
ATY273CHEN Ying陳莹
AUA521ZHANG Harvey Yang張揚
AUH450LO Yee Man盧漪汶
AUK169ZHANG Xiao Wei張曉薇
AUN904TAI Cheuk Yee戴綽儀
AUS471JENG Ming-tzung鄭明宗
AUV991YAN Wentao顏文韜
AUW883OKAZAKI Yu
AUX285VAN MEERENDONK Martin John
AUY926HUANG Yisha黃亦莎
AVE048AU Cheuk Kwan區卓筠
AVE055YAU Man Him邱文謙
AVF234JOSHI Sumeet Sharad
AVK473HU Xiaoyan胡小燕
AVL920KONO Takaomi
AVP846CHEN Luqing陳爐青
AVQ971WOO Yeuk Ching胡若晴