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LAM Sze Wan, Priscilla

林詩韻
CE AHZ635Licensed IndividualSFO licence active
Official SFC record

LAM Sze Wan, Priscilla (CE number AHZ635) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (3)

2014-08-01 – present Current
Nomura International (Hong Kong) Limited Rep
RA 1
2003-10-16 – 2008-08-04
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2
2003-04-01 – 2008-08-04
Citigroup Global Markets Asia Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHZ635