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LEE Chia-ling

李佳伶
CE AKX240Licensed IndividualSFO licence active
Official SFC record

LEE Chia-ling (CE number AKX240) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (3)

2007-11-26 – present Current
Nomura International (Hong Kong) Limited Rep
RA 4
2004-07-08 – 2005-10-10
KGI Asia Limited Rep
RA 1
2004-07-08 – 2005-10-10
KGI Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKX240