Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HO Yuen Kim

何遠儉
CE ARO425Licensed IndividualSFO licence active
Official SFC record

HO Yuen Kim (CE number ARO425) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (4)

2018-01-08 – present Current
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2011-07-08 – 2016-02-13
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2011-07-08 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2
2008-08-28 – 2010-05-06
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARO425