Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
CE AAF742持牌法團 (LC)
Nomura International (Hong Kong) Limited(CE 編號 AAF742)是香港證監會持牌法團。首次發牌日期為 2005-04-19。其證監會牌照目前有效。獲准進行 5 項受規管活動:第 1 類 (證券交易)、第 2 類 (期貨交易)、第 4 類 (就證券提供意見)、第 5 類 (就期貨提供意見)、第 6 類 (機構融資)。
受規管活動 Regulated Activities
| 類別 | English | 中文 | 生效日期 |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-04-19 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2005-04-19 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-04-19 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2005-04-19 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-04-19 |
港交所參與者身份 HKEX Participantships (4)
按法律名稱與港交所公布的參與者及交易權持有人名單配對,每日更新。括號內為港交所參與者編號。
負責人員 Responsible Officers (32)
持牌代表 Representatives (515)
| CE編號 | 姓名 | 中文 |
|---|
| AAL557 | MADAN Charly | |
| ACR175 | KIPPING Bryan Edward | |
| ADA874 | HO Kelvin Teik Chye | |
| ADW516 | SUBBARAMAN Robert Nemmara | |
| AEP484 | JEONG Myoung Seok | 鄭明錫 |
| AFD549 | CHEUNG San Tat | 張新達 |
| AFN181 | LEUNG Shui Yee | 梁瑞儀 |
| AFR863 | WONG Hoi Yan | 黃凱欣 |
| AFV312 | KIM Hyung Kon | |
| AGC924 | TEO Kok Ann, Theodore | 張國桉 |
| AGJ915 | SIN Hong Yee, Connie | 冼康怡 |
| AGY607 | WAH Ka Yin | 華家燕 |
| AHG507 | YOON Tae Jung | |
| AHZ635 | LAM Sze Wan, Priscilla | 林詩韻 |
| AIB828 | LEE Shih-Hsin | 李世欣 |
| AIO017 | LEUNG Pui Yin | 梁佩妍 |
| AIR651 | HO Kam Ho, Christopher | 何錦浩 |
| AJF328 | UPADHYAY Saurabh | |
| AKX240 | LEE Chia-ling | 李佳伶 |
| ALP760 | HUI Tsz Chun | 許子俊 |
| ALR884 | LAM Wing Yee, Florence | 林穎怡 |
| ALV097 | O'NEILE James Finlay | |
| ALZ844 | PARK Ceyong | |
| AMB071 | LAM Chit Fai, Ashley | 林皙暉 |
| AMF003 | SEKITA Hirosumi | 関田洋純 |
| AMH819 | HAO Xin | 郝昕 |
| AMI497 | CHAN Kwun Chi | 陳觀志 |
| AMJ753 | CHEN Ling-Ching | 陳鈴晴 |
| AML278 | MORITA Kyohei | |
| AMM286 | YAMASAKI Masaya | |
| AMM295 | AKIZUKI Manabu | |
| AMM472 | KITAOKA Tomochika | |
| AMR678 | MUIR Thibault Jean Paul | |
| AMS447 | ZHANG Zheng | 張政 |
| AMW547 | TOTSUKA Makoto | |
| AMW601 | LI Ming | 李明 |
| ANA482 | CHUANG Feng-Lin | 莊鳳林 |
| ANJ559 | VARSHNEY Varun | |
| ANQ293 | LEUNG Cheuk Shun, Jackson | 梁卓信 |
| ANT250 | LIM In Ja | |
| ANU189 | MAHESH Anurag | |
| ANY425 | YUE Wei | 岳巍 |
| AOO865 | LEUNG Shau Lun | 梁守綸 |
| AOR578 | TULSHYAN Sachin | |
| AOR659 | MIYASHIRO Ken | |
| APA389 | FURUKAWA Makoto | |
| APB697 | LU Tien-Jui | 呂天睿 |
| APD236 | MASUNO Daisaku | |
| APH488 | FOK Chung Yin | 霍聰賢 |
| APO882 | LUO Yunting | 駱昀婷 |
| APR852 | LAI Brian | 賴勇仁 |
| APS335 | LIU Hui-Yi | 劉慧儀 |
| APS907 | DOVE Spencer Charles Clark | |
| APW427 | MUKHERJEE Saion | |
| AQA500 | NARAHASHI Hideyuki | |
| AQE203 | DOBASHI Manabu | |
| AQG685 | JAIN Varnit | |
| AQJ949 | LEE Ka Hang, Karen | 李嘉珩 |
| AQM051 | CHAN Ka Ying | 陳嘉盈 |
| AQO380 | HUANG Bingjie | 黃冰洁 |
| AQT050 | SHIGEMURA Kyoichiro | |
| AQT258 | TAN Rina | 陳蕊娜 |
| AQX410 | LAI Wing Yi, Adda | 黎詠儀 |
| ARG942 | LEE Yik Long | 李奕朗 |
| ARO425 | HO Yuen Kim | 何遠儉 |
| ARO698 | MAEKAWA Kentaro | |
| ARO775 | ZHENG Hao | 鄭好 |
| ARP071 | LEUNG Chun Ho | 梁俊豪 |
| ARQ487 | NARITA Yasuhiro | |
| ARQ635 | KWOK Chan Loy | 郭贊來 |
| ARR601 | LAW Ka On, Andy | 羅家安 |
| ARX074 | CHAN Wing Yin | 陳詠賢 |
| ASJ764 | FUKUSHIMA Daisuke | |
| ASK492 | DE ST JOHN-PRYCE Winton Charles Nicholas | |
| ASK682 | SHI Jialong | 史家龙 |
| ASL510 | CHAN Justin | 陳卓泓 |
| ASM441 | HIRABAYASHI Yasuko | |
| ASN728 | CHEUNG Wing Yan | 張詠欣 |
| ASN900 | HANLY Seamus Anthony | |
| ATJ052 | TSUNODA Shinsuke | |
| ATO774 | ZHU Pingping | 朱平平 |
| ATQ910 | MATSUMOTO Yuji | |
| ATX270 | FISCHER Nathan David | |
| ATY273 | CHEN Ying | 陳莹 |
| AUA521 | ZHANG Harvey Yang | 張揚 |
| AUH450 | LO Yee Man | 盧漪汶 |
| AUK169 | ZHANG Xiao Wei | 張曉薇 |
| AUN904 | TAI Cheuk Yee | 戴綽儀 |
| AUS471 | JENG Ming-tzung | 鄭明宗 |
| AUV991 | YAN Wentao | 顏文韜 |
| AUW883 | OKAZAKI Yu | |
| AUX285 | VAN MEERENDONK Martin John | |
| AUY926 | HUANG Yisha | 黃亦莎 |
| AVE048 | AU Cheuk Kwan | 區卓筠 |
| AVE055 | YAU Man Him | 邱文謙 |
| AVF234 | JOSHI Sumeet Sharad | |
| AVK473 | HU Xiaoyan | 胡小燕 |
| AVL920 | KONO Takaomi | |
| AVP846 | CHEN Luqing | 陳爐青 |
| AVQ971 | WOO Yeuk Ching | 胡若晴 |