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LAM Wing Yee, Florence

林穎怡
CE ALR884Licensed IndividualSFO licence active
Official SFC record

LAM Wing Yee, Florence (CE number ALR884) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (4)

2023-03-29 – present Current
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2006-11-15 – 2021-10-08
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2005-02-07 – 2021-10-08
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2005-02-07 – 2010-09-06
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALR884