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YIP Kam Pang

葉錦鵬
CE AES448Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Kam Pang (CE number AES448) is an individual licensed by the Hong Kong SFC. First licensed on 2008-11-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (3)

2020-07-29 – present Current
Nomura International (Hong Kong) Limited RO
RA 1
2016-06-01 – 2020-07-29
Nomura International (Hong Kong) Limited Rep
RA 1
2008-11-21 – 2011-01-31
Sarasin Rabo Investment Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AES448