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ZHANG Zheng

張政
CE AMS447Licensed IndividualSFO licence active
Official SFC record

ZHANG Zheng (CE number AMS447) is an individual licensed by the Hong Kong SFC. First licensed on 2005-11-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (6)

2022-04-14 – present Current
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2021-06-07 – 2021-06-21
Morgan Stanley Asia Limited Rep
RA 1 RA 6
2014-03-27 – 2019-06-28
Citigroup Global Markets Asia Limited RO
RA 1 RA 6
2007-10-02 – 2012-01-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1
2007-09-12 – 2014-03-27
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2005-11-17 – 2007-08-30
BNP Paribas Capital (Asia Pacific) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMS447