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LO Ho Ting Murphy

盧昊廷
CE AZE648Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Ho Ting Murphy (CE number AZE648) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (3)

2025-10-22 – present Current
Nomura International (Hong Kong) Limited RO
RA 1
2024-09-10 – 2025-10-22
Nomura International (Hong Kong) Limited Rep
RA 1
2012-03-30 – 2012-08-02
Clariden Leu Asset Management (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZE648