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CHAN Kwun Chi

陳觀志
CE AMI497Licensed IndividualSFO licence active
Official SFC record

CHAN Kwun Chi (CE number AMI497) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (3)

2015-06-09 – present Current
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4
2006-03-01 – 2007-11-24
DBS Vickers Securities Online (HK) Limited Rep
RA 1
2005-09-09 – 2006-01-21
Emperor International Exchange (Hong Kong) Company Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMI497