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LUO Tianbao

羅天宝
CE BQB242Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUO Tianbao (CE number BQB242) is an individual licensed by the Hong Kong SFC. First licensed on 2020-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (5)

2025-10-30 – present Current
Nomura International (Hong Kong) Limited RO
RA 1
2023-11-13 – 2025-10-30
Nomura International (Hong Kong) Limited Rep
RA 1
2020-12-04 – 2023-05-04
Haitong International Securities Company Limited RO
RA 1 RA 4
2020-10-05 – 2023-05-04
Haitong International Futures Limited Rep
RA 2 RA 5
2020-08-25 – 2020-12-04
Haitong International Securities Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQB242