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LEUNG Pui Yin

梁佩妍
CE AIO017Licensed IndividualSFO licence active
Official SFC record

LEUNG Pui Yin (CE number AIO017) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (4)

2019-11-11 – present Current
Nomura International (Hong Kong) Limited Rep
RA 1
2010-10-29 – 2011-04-05
RBC Global Asset Management (Asia) Limited Rep
RA 1 RA 4
2009-10-05 – 2010-02-08
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2003-04-01 – 2006-09-04
Hang Seng Investment Services Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIO017