RBC Global Asset Management (Asia) Limited is a Hong Kong SFC licensed corporation (CE number AAJ650). First licensed on 2004-07-13. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-07-13 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-07-13 |
| RA 9 | Asset Management | 提供資產管理 | 2004-07-13 |
| CE No. | Name | Chinese |
|---|---|---|
| AQE950 | CHENG Yue Sun, Clement | 鄭禹新 |
| ATL169 | SOH Yangho | 蘇良鎬 |
| BEW206 | FUNAKI Maya | |
| BFE457 | AU Tsz To, Derek | 區子韜 |
| BNW056 | SUN Xiaolin | 孫小琳 |
| CE No. | Name | Chinese |
|---|---|---|
| AGL868 | POON Ka Yee Joanna | 潘嘉怡 |
| ALI778 | DOWDING Mark Charles David | |
| AQE950 | CHENG Yue Sun, Clement | 鄭禹新 |
| AZU815 | LAI Christopher Siu Lun | 黎紹倫 |
| BAE279 | CHEN Siguo | 陳思果 |
| BEW206 | FUNAKI Maya | |
| BFE457 | AU Tsz To, Derek | 區子韜 |
| BHY118 | BAKER Mark | |
| BIJ967 | SO Yuen Man | 蘇婉雯 |
| BLB398 | YU Qian | 余謙 |
| BNE720 | CHA Seung Hoon | 車承勳 |
| BNO293 | OU Wenxu | 歐文栩 |
| BOU782 | SHING King Wa | 成京華 |
| BPD545 | LAM Sze Wai | 林絲惠 |
| BPJ875 | LU Ye | |
| BQH116 | LAI Mung Sze | 黎夢詩 |
| BVH158 | GILBERT Cornelius | |
| BWB147 | JOHNSON Robert Alasdair Edward | |
| BXS436 | KURDYAVKO Polina | |
| BYE546 | ZHU Yue | 朱悦 |