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LAM Sze Wai

林絲惠
CE BPD545Licensed IndividualSFO licence active
Official SFC record

LAM Sze Wai (CE number BPD545) is an individual licensed by the Hong Kong SFC. First licensed on 2019-11-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司

Licence Record (1)

2019-11-28 – present Current
RBC Global Asset Management (Asia) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPD545