Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YU Qian

余謙
CE BLB398Licensed IndividualSFO licence active
Official SFC record

YU Qian (CE number BLB398) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司

Licence Record (2)

2021-12-01 – present Current
RBC Global Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2017-10-17 – 2021-06-30
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLB398