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CHENG Yue Sun, Clement

鄭禹新
CE AQE950Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Yue Sun, Clement (CE number AQE950) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerRBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
RepresentativeRBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司

Licence Record (5)

2018-01-23 – present Current
RBC Global Asset Management (Asia) Limited RO
RA 1
2014-01-06 – present Current
RBC Global Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2010-02-23 – 2013-12-20
Harvest Global Investments Limited Rep
RA 1 RA 4 RA 9
2009-09-23 – 2010-02-04
Piper Jaffray Asia Securities Limited Rep
RA 1
2008-01-02 – 2009-09-11
BEA Union Investment Management Limited Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQE950