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CHEN Siguo

陳思果
CE BAE279Licensed IndividualSFO licence active
Official SFC record

CHEN Siguo (CE number BAE279) is an individual licensed by the Hong Kong SFC. First licensed on 2012-09-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司

Licence Record (2)

2017-12-21 – present Current
RBC Global Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2012-09-10 – 2017-09-30
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAE279