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Shenwan Hongyuan Securities (H.K.) Limited

申萬宏源證券(香港)有限公司
CE AAC927Licensed Corporation
Date of licence (SFO)
2006-05-12
Register as of
2026-07-23
Last indexed
2026-07-23 21:05 UTC

Shenwan Hongyuan Securities (H.K.) Limited is a Hong Kong SFC licensed corporation (CE number AAC927). First licensed on 2006-05-12. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2006-05-12
RA 4Advising on Securities就證券提供意見2022-06-21

HKEX Participantships (6)

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (16)

CE No.NameChinese
ADC124LAU Yuen Hung劉婉鴻
APQ511HO Kai Kin何啟建
AQC312LAI King Wai黎景威
AQD598AU YEUNG Man歐陽敏
ARM926CHENG Hoi Wa鄭凱華
AUN103LI Sung Tat李崇達
AXC579GUO Yanting郭妍婷
AXD120LIU Joseph
AZX335ZHANG Yibo張亦波
BCN936SUN Haoru孫浩如
BDA213GUO Rui郭睿
BDE131YIN Ruihan尹蕤菡
BIN429LIANG Jun梁鈞
BRX822YU Lili俞力黎
BUK231SHIN YUNA申有懦
BVL696LUO Hongwei

Representatives (145)

CE No.NameChinese
AAA612LEUNG Yun Kwai梁潤貴
AAE792SHUEN Lai Kuen, Barbara旋麗娟
AAF356MAK Wai Hung麥偉鴻
AAF561LO Cheung Wai, Raymond盧章偉
AAF715CHAN Yuet Ngor陳月娥
AAF837KWAN Pik Ngan關碧顏
AAG224NG Kwok Kee吳國基
AAK302CHEUNG Hin Man, Thomas張憲民
AAS502WU Kwok Wai, Simon鄔國威
AAU951HA Ka Chun, James夏家俊
AAZ270CHAN Man Yim陳文艷
ABC223CHAU Ching On Thomas周靖安
ABM257CHAN Tor Ming, Dominic陳多明
ABN674LEE Cheuk Ming李卓明
ABP503KWAI Yee Man, Ida桂綺雯
ABW204LI Lee Ming李利明
ACD046WONG San Kuen王新娟
ACD945LEUNG Siu Mui梁少梅
ACL117CHAN Kui Hung陳鉅洪
ACP250MA Hau Wing馬孝榮
ACR167CHAN Po Ling, Maggie陳寶玲
ADA700CHAN Sau Mei陳秀美
ADH204LAM Shu Lok, Ronald林樹樂
ADK291LUI Sum Chuen呂森銓
ADO907CHENG Tak Choi鄭德財
ADQ232TSANG Suet Mui曾雪梅
ADW470CHEUNG Man Sang張文生
AEA482TSUI Hung, Lucy徐虹
AEA518CHEONG Chi To莊志濤
AEA835CHOI Che Kin蔡志堅
AEB938HUI Ching許征
AEE177YUEN Siu Keung, Eddy阮紹強
AEM978KUNG Hak Keung龔克強
AEP598MAK Kit Ying麥潔英
AEY638WENG Yi Jiong, Andrew翁以炯
AEY738TANG Ho Chung鄧浩驄
AFC236YIP Kin葉堅
AFD151CHOW Chee周琦
AFE988CHAN Wei Kwun陳維鈞
AFG684WONG Kai Cheung黃啟祥
AFN632YEUNG Wai Man楊慧敏
AFT611TSANG Sik Mui, Joanna曾惜妹
AFU015LIN Xiao Tong林小桐
AFU268LEE Wai Leung李惠樑
AFU691CHAN Sheung Pun陳尚斌
AFV444SIT Man Lung, Andrew薛文龍
AFW038LING Wai Man凌慧敏
AFZ137CHIU Ming趙明
AFZ141TANG Yuk Sum鄧鈺琛
AGA689LIU Wai Hong柳維翰
AGC688LAU Dick Man劉滌文
AGE548LAI Cheong黎昌
AGG287LAM Mau Kit林茂傑
AGO009HO Si Man何詩敏
AGO750CHAN Suk Ching陳淑貞
AGW566LAM Shing林盛
AHC196LEE Kit Chiu, Alexander李潔釗
AHX018WONG Tsin Man王芊文
AIS612TAU Ling Ling竇玲玲
AKJ086LAI Nga Sze, Christine黎雅詩
AKR458YIP Chung Yin葉頌賢
ALN165WONG Mei Wah, Tiffany黃美華
AMM338CHAN Wai Tai, Polly陳偉娣
ANM128YAN Chun Ming甄俊明
ANM157SUN Lijun孫丽君
ANR955TSOI Mei Fong蔡美芳
ANT600TO Yung杜勇
AOU531LAM Chun Fat林振發
AOV514CHEN Shih Chieh陳世傑
AOX955CHING Wan程云
APF685KANG Xing康惺
APK768WONG Wai Fun黃慧芬
APN680YEUNG Wai Han, Mandy楊慧嫻
AQD156LEUNG Chun Sau梁俊修
AQT264TSE Yung謝勇
ARA266CHEUNG Kin Hang張建恆
ARI047HU Zhaoling胡昭玲
ARW393LEE Wun Mei李煥美
ASK839YU Wai Hang余偉恒
ASN685TSANG Siu Wan曾小雲
ATR167CHU Wai Lun朱偉倫
AUH943DOU Ruirui竇瑞瑞
AUJ960WONG Chi Lok, Eric黃智樂
AUO116LIU Yin劉寅
AUP393CHANG Hui Miao張輝苗
AUR981LI Kwong Chee, Eric李廣志
AVP020AU Cheuk Hei區焯睎
AVQ770CHAN Wing Leong, Benny陳永亮
AVR819LAI Sau Han黎秀嫻
AWC816WEI Like韋立可
AWN156FUNG Yu Ching馮愈晴
AXC580SHEN Jian沈堅
AXD120LIU Joseph
AYC674LIU Yinan劉逸南
AZC459DU Xu杜栩
AZE975LEE Yuen Ting李婉婷
BAC481ZHANG Xing張醒
BDX129CHIN Yin Chong錢燕莊
BEB212CHUI Chun Sing徐進昇
BET781HU Boyu胡博宇