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HO Kai Kin

何啟建
CE APQ511Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Kai Kin (CE number APQ511) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
RepresentativeShenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司

Licence Record (3)

2021-02-17 – present Current
Shenwan Hongyuan Securities (H.K.) Limited RO
RA 1
2008-04-28 – present Current
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2007-09-19 – 2021-02-17
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APQ511