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CHEN Shih Chieh

陳世傑
CE AOV514Licensed IndividualSFO licence active
Official SFC record

CHEN Shih Chieh (CE number AOV514) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (4)

2012-01-26 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2012-01-26 – 2013-07-05
Shenwan Hongyuan Research (H.K.) Limited Rep
RA 4
2010-01-29 – 2012-01-08
KGI Asia Limited Rep
RA 1
2007-04-25 – 2007-08-24
ETRADE Securities (Hong Kong) Limited Rep
RA 1 RA 3 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOV514