Shenwan Hongyuan Research (H.K.) Limited is a Hong Kong SFC licensed corporation (CE number ADW588). First licensed on 2005-03-10. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 5 (Advising on futures).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-03-10 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2017-02-22 |
| CE No. | Name | Chinese |
|---|---|---|
| AQD598 | AU YEUNG Man | 歐陽敏 |
| AWN156 | FUNG Yu Ching | 馮愈晴 |
| BIN429 | LIANG Jun | 梁鈞 |
| BTX723 | LIU Fei | 劉菲 |
| CE No. | Name | Chinese |
|---|---|---|
| ARG386 | WANG Haitao | 王海濤 |
| BDQ227 | HUANG Zhe | 黃哲 |
| BHC545 | PAN Linglei | 潘凌蕾 |
| BMR369 | DONG Yi | 董易 |
| BMR371 | ZHOU Wenyuan | 周文远 |
| BOC431 | JIA Mengdi | 賈夢迪 |
| BPC297 | YANG Haiyan | 楊海晏 |
| BPC309 | YAN Hai | 閆海 |
| BPC312 | WANG lu | 王璐 |
| BPC320 | WANG Liping | 王立平 |
| BPC323 | WANG Sheng | 王勝 |
| BPD574 | LIN Qixian | 林起賢 |
| BPT203 | LI Yimin | 李一民 |
| BPY569 | TANG Ying | 湯瑩 |
| BSW592 | XIA Jiali | 夏嘉励 |
| BSZ043 | ZHOU Ziyi | 周梓怡 |
| BTW224 | DONG Yuling | 董玉玲 |
| BVI687 | HU Mengting | 胡梦婷 |