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FUNG Yu Ching

馮愈晴
CE AWN156Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FUNG Yu Ching (CE number AWN156) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerShenwan Hongyuan Research (H.K.) Limited
申萬宏源研究(香港)有限公司
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (9)

2023-09-28 – present Current
Shenwan Hongyuan Research (H.K.) Limited RO
RA 4
2021-08-20 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2021-08-20 – 2023-10-04
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2020-08-25 – 2021-07-29
Joincap Capital Limited RO
RA 4 RA 9
2018-10-25 – 2021-07-29
Grit Securities Limited Rep
RA 1
2018-10-25 – 2020-08-25
Joincap Capital Limited Rep
RA 4 RA 9
2013-11-01 – 2017-05-27
CLSA Limited Rep
RA 1 RA 4
2013-11-01 – 2017-05-27
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2010-12-20 – 2013-10-31
CITIC Securities Corporate Finance (HK) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWN156