Shenwan Hongyuan Capital (H.K.) Limited is a Hong Kong SFC licensed corporation (CE number ABC209). First licensed on 2005-02-24. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-02-24 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-02-24 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-02-24 |
| CE No. | Name | Chinese |
|---|---|---|
| ALF251 | LEUNG Kwok Kit, Donald | 梁國傑 |
| AUN103 | LI Sung Tat | 李崇達 |
| AWC885 | LEE Siu San Rocky | 李少燊 |
| BBH921 | QIN Xuan | 秦炫 |
| BCF504 | LI Huan | 李煥 |
| BDE131 | YIN Ruihan | 尹蕤菡 |
| BFY640 | CHEN Cheng | 陳誠 |
| BIN429 | LIANG Jun | 梁鈞 |
| BRX822 | YU Lili | 俞力黎 |
| CE No. | Name | Chinese |
|---|---|---|
| AMM338 | CHAN Wai Tai, Polly | 陳偉娣 |
| AQA975 | WANG Wei | 王蔚 |
| AUN103 | LI Sung Tat | 李崇達 |
| AXD120 | LIU Joseph | |
| AYC674 | LIU Yinan | 劉逸南 |
| AZC459 | DU Xu | 杜栩 |
| BBH921 | QIN Xuan | 秦炫 |
| BCF504 | LI Huan | 李煥 |
| BET781 | HU Boyu | 胡博宇 |
| BHH358 | CHAN Chui Shan Cynthia | 陳翠珊 |
| BHW991 | LAM Chun Kit | 林俊杰 |
| BIC457 | XU Qiwen | 許綺雯 |
| BJQ475 | LEUNG Chun Fai | 梁晉暉 |
| BLP131 | GUO Ziqi | 郭子綺 |
| BMB210 | LUK Pan Lung | 陸品隆 |
| BOF908 | CAI Yuxiang | 蔡宇翔 |
| BOI880 | LI Mao | 李懋 |
| BOK502 | CHAN Sze | 陳詩 |
| BOP471 | TIAN Guanhua | 田冠華 |
| BPY400 | WU Danni | 吳丹妮 |
| BQG540 | XU Bowen | 徐博文 |
| BRI651 | HONG Yinbing | 洪吟冰 |
| BRY518 | PENG Haochen | 彭浩宸 |
| BRY540 | GU Xinchen | 顾心辰 |
| BSP717 | ZHU Yi | 朱忆 |
| BVH940 | XIE Zhuoyun | 谢卓韫 |
| BVW618 | RUI GANG | 芮刚 |
| BVW619 | ZHU YUMING | 朱雨铭 |
| BVW621 | YAN Rongrong | 颜熔荣 |
| BVW850 | ZHANG YANG | 张阳 |
| BXH526 | ZHOU ZIWEI | 周子惟 |
| BXI221 | SHEN Siyuan | 沈思元 |
| BXI547 | ZHENG Chunding | 郑春定 |
| BXI625 | ZHAO Xudan | 赵旭丹 |
| BXJ841 | CHENG Dong | 成东 |
| BXL769 | ZHA Daxin | 查大鑫 |
| BXV222 | QIAN Yuyan | 钱语嫣 |
| BXW402 | ZENG Xiaohao | 曾晓昊 |
| BXY217 | XU Yujie | 徐宇捷 |
| BYG673 | JIANG Lan | 姜澜 |