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QIN Xuan

秦炫
CE BBH921Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

QIN Xuan (CE number BBH921) is an individual licensed by the Hong Kong SFC. First licensed on 2013-06-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerShenwan Hongyuan Capital (H.K.) Limited
申萬宏源融資(香港)有限公司
RepresentativeShenwan Hongyuan Capital (H.K.) Limited
申萬宏源融資(香港)有限公司

Licence Record (4)

2022-02-25 – present Current
Shenwan Hongyuan Capital (H.K.) Limited RO
RA 1 RA 6
2021-10-21 – present Current
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2019-02-21 – 2021-10-04
China Securities (International) Corporate Finance Company Limited RO
RA 1 RA 6
2013-06-06 – 2019-02-21
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBH921