YIN Ruihan

尹蕤菡

CE BDE131Licensed IndividualResponsible OfficerSFO licence active

YIN Ruihan (CE number BDE131) is an individual licensed by the Hong Kong SFC. First licensed on 2014-03-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司
Responsible Officer	Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司

Licence Record (9)

2022-02-25 – present Current

Shenwan Hongyuan Capital (H.K.) Limited RO

RA 1 RA 4 RA 6

2022-02-25 – present Current

Shenwan Hongyuan Securities (H.K.) Limited RO

RA 1 RA 4

2021-11-02 – 2022-02-25

Shenwan Hongyuan Capital (H.K.) Limited Rep

RA 1 RA 4 RA 6

2021-11-02 – 2022-02-25

Shenwan Hongyuan Securities (H.K.) Limited Rep

RA 1

2018-06-25 – 2021-08-06

China Securities (International) Corporate Finance Company Limited Rep

RA 1 RA 6

2017-06-26 – 2021-08-06

China Securities (International) Brokerage Company Limited Rep

RA 1 RA 4

2017-06-26 – 2018-05-10

China Securities (International) Asset Management Company Limited Rep

RA 4 RA 9

2015-06-12 – 2017-05-19

Zhongtai International Securities Limited Rep

RA 1

2014-03-24 – 2015-05-01

Sheng Yuan Securities Limited Rep

RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDE131