Sheng Yuan Securities Limited
盛源證券有限公司
CE AVO470Licensed Corporation
Sheng Yuan Securities Limited is a Hong Kong SFC licensed corporation (CE number AVO470). First licensed on 2010-10-27. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2010-10-27 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2012-08-28 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2010-10-27 |
HKEX Participantships (3)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.