CHAU Kwong Lui

鄒光磊

CE AUI437Licensed IndividualResponsible OfficerSFO licence active

CHAU Kwong Lui (CE number AUI437) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Sheng Yuan Securities Limited 盛源證券有限公司

Licence Record (11)

2021-03-09 – 2026-03-25

WEBULL SECURITIES LIMITED RO

RA 1 RA 2 RA 4

2020-11-17 – 2021-03-09

WEBULL SECURITIES LIMITED Rep

RA 1

2020-03-04 – 2020-09-15

Smart Grandly Asset Management Limited Rep

RA 4

2018-10-23 – 2020-09-15

Grandly Financial Services Limited RO

RA 1 RA 2

2018-08-15 – 2018-10-23

Grandly Financial Services Limited Rep

RA 1 RA 2

2017-12-13 – 2018-07-31

Future Securities Limited Rep

RA 1 RA 2

2014-11-24 – 2017-11-30

Luk Fook Securities (HK) Limited Rep

RA 1

2014-11-24 – 2017-11-30

Luk Fook Futures (HK) Limited Rep

RA 2

2011-09-15 – 2013-10-08

Sino-Rich Securities & Futures Limited Rep

RA 1 RA 2

2009-12-16 – 2014-11-14

KGI Asia Limited Rep

RA 1

2009-12-16 – 2014-11-14

KGI Futures (Hong Kong) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUI437