Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
CE AFN604Licensed Corporation
Sino-Rich Securities & Futures Limited is a Hong Kong SFC licensed corporation (CE number AFN604). First licensed on 2004-07-02. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-07-02 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2010-11-17 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2012-06-21 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2012-06-21 |
| RA 9 | Asset Management | 提供資產管理 | 2013-09-02 |
HKEX Participantships (4)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.