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CHEUNG Ka Keung, Andy

張家強
CE ABS477Licensed IndividualSFO licence active
Official SFC record

CHEUNG Ka Keung, Andy (CE number ABS477) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSino-Rich Securities & Futures Limited
中順證券期貨有限公司

Licence Record (15)

2013-12-16 – present Current
Sino-Rich Securities & Futures Limited Rep
RA 1 RA 2
2011-03-01 – 2013-02-04
Asia Pacific Securities Limited Rep
RA 1
2006-12-08 – 2010-09-18
Provident Futures (Hong Kong) Limited Rep
RA 2
2006-10-12 – 2010-09-18
Ark Securities (Hong Kong) Limited Rep
RA 1
2006-05-22 – 2006-10-04
Get Nice Securities Limited Rep
RA 1
2006-03-02 – 2006-03-02
Tse's Securities Limited Rep
RA 1
2005-10-07 – 2005-12-31
Celestial Securities Limited Rep
RA 1
2004-12-28 – 2005-10-07
Tung Shing Securities (Brokers) Limited Rep
RA 1
2004-09-16 – 2004-11-11
Haitong International Securities Company Limited Rep
RA 1
2003-09-30 – 2004-03-18
SBI China Capital Financial Services Limited Rep
RA 1
2003-09-30 – 2004-03-18
SBI China Capital Securities Limited Rep
RA 1
2003-09-30 – 2004-03-18
SBI China Capital Commodities Limited Rep
RA 2
2003-09-15 – 2003-09-26
Success Futures and Foreign Exchange Limited Rep
RA 2
2003-04-01 – 2003-04-07
Berich Brokerage Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2003-04-07
Berich Futures (H.K.) Company Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABS477