Ark Securities (Hong Kong) Limited
同舟證券(香港)有限公司
CE AFE504Licensed Corporation
Ark Securities (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AFE504). First licensed on 2007-04-23. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2007-04-23 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2007-04-23 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2007-04-23 |
| RA 9 | Asset Management | 提供資產管理 | 2007-04-23 |
HKEX Participantships (3)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.