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HON Yam Ip

康欽燁
CE AOQ555Licensed IndividualSFO licence active
Official SFC record

HON Yam Ip (CE number AOQ555) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSino-Rich Securities & Futures Limited
中順證券期貨有限公司

Licence Record (3)

2017-08-24 – present Current
Sino-Rich Securities & Futures Limited Rep
RA 1 RA 4 RA 9
2011-09-07 – 2017-07-01
Athena Wealth Management Limited Rep
RA 1
2007-03-08 – 2010-05-26
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOQ555