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SHING Yan

盛欣
CE AMH385Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHING Yan (CE number AMH385) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSino-Rich Securities & Futures Limited
中順證券期貨有限公司

Licence Record (7)

2015-11-13 – present Current
Sino-Rich Securities & Futures Limited RO
RA 1 RA 2
2011-03-21 – 2015-11-13
Sino-Rich Securities & Futures Limited Rep
RA 1 RA 2
2007-05-25 – 2011-03-09
CES Forex (HK) Limited Rep
RA 3
2006-03-23 – 2011-03-09
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2006-03-23 – 2010-04-12
Shun Loong Securities Company Limited Rep
RA 1
2006-02-03 – 2011-03-09
CES Commodities (HK) Limited Rep
RA 2
2005-07-26 – 2010-04-12
Shun Loong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMH385