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CHENG Wa Kun

鄭華根
CE AAG473Licensed IndividualSFO licence active
Official SFC record

CHENG Wa Kun (CE number AAG473) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSino-Rich Securities & Futures Limited
中順證券期貨有限公司

Licence Record (2)

2019-11-12 – present Current
Sino-Rich Securities & Futures Limited Rep
RA 1
2003-04-01 – 2019-10-31
Metro Capital Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAG473