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CHEUNG Ka Ho

張家豪
CE AYH663Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEUNG Ka Ho (CE number AYH663) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSino-Rich Securities & Futures Limited
中順證券期貨有限公司

Licence Record (6)

2021-03-31 – present Current
Sino-Rich Securities & Futures Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2016-05-16 – 2021-06-16
Sino-Rich Securities & Futures Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 9
2014-01-14 – 2016-05-13
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2014-01-14 – 2016-05-13
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2012-06-14 – 2013-12-27
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2
2012-01-12 – 2013-12-27
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYH663