LI Hongli

李宏麗

CE BDQ909Licensed IndividualResponsible OfficerSFO licence active

LI Hongli (CE number BDQ909) is an individual licensed by the Hong Kong SFC. First licensed on 2014-06-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Sheng Yuan Asset Management Limited 盛源資產管理有限公司
Responsible Officer	Sheng Yuan Securities Limited 盛源證券有限公司

Licence Record (10)

2026-01-15 – present Current

Sheng Yuan Securities Limited RO

RA 1 RA 4

2025-12-17 – present Current

Sheng Yuan Asset Management Limited RO

RA 4 RA 9

2025-10-20 – 2025-12-17

Sheng Yuan Asset Management Limited Rep

RA 4 RA 9

2024-11-06 – 2025-09-19

Sunshine Asset Management (HK) Limited RO

RA 4 RA 9

2024-09-11 – 2024-11-06

Sunshine Asset Management (HK) Limited Rep

RA 4 RA 9

2024-05-03 – 2024-06-28

BOCOM International Asset Management Limited RO

RA 1 RA 4

2022-01-05 – 2024-06-28

BOCOM International Asset Management Limited Rep

RA 1 RA 4 RA 9

2019-05-22 – 2024-05-24

BOCOM International Securities Limited Rep

RA 1 RA 4

2017-11-16 – 2021-05-12

BOCOM International (Asia) Limited RO

RA 6

2014-06-27 – 2021-05-12

BOCOM International (Asia) Limited Rep

RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDQ909