BOCOM International (Asia) Limited is a Hong Kong SFC licensed corporation (CE number API271). First licensed on 2007-09-21. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2007-09-21 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2007-09-21 |
| CE No. | Name | Chinese |
|---|---|---|
| AGG695 | TSE King Fai, Philip | 謝景暉 |
| AUR547 | MAN Ka Mei | 文家美 |
| BCY611 | WONG Chi Fung | 黃智豐 |
| BEQ696 | SHI Dai | 時代 |
| BGO574 | DAI Yi | 戴翼 |
| BJN945 | WANG Mingkai | 王明愷 |
| BUZ183 | XIE Jie | 謝洁 |
| BVE275 | WEN Ting | 温婷 |
| CE No. | Name | Chinese |
|---|---|---|
| ANM701 | CHOI Kam Wong | 蔡錦煌 |
| AUR547 | MAN Ka Mei | 文家美 |
| AWH332 | DONG Yujia | 董宇佳 |
| AZH628 | QI Peng | 齊朋 |
| BBH787 | LOK Chun Kit | 駱俊傑 |
| BDF049 | WU Jingsu | 吳敬蘇 |
| BDO679 | LI Xiafei | 李夏菲 |
| BFH714 | WANG Dianyi | 王典怡 |
| BGR004 | ZHU Kaiyun | 朱凱韵 |
| BIX630 | CHAN Ki Fung | 陳其鋒 |
| BMM572 | LIANG Yao Quan | 梁曜駩 |
| BMQ950 | ZHANG Dongyang | 張東陽 |
| BPE975 | GUO Can | 郭燦 |
| BPM132 | YANG Bo | 楊博 |
| BRO050 | QU HUAQIANG | 曲華強 |
| BRS364 | FANG Wei | 方為 |
| BRV859 | YUAN Hui | 袁輝 |
| BSQ986 | WEN Yi | 文奕 |
| BSU709 | MA Changxin | 馬長欣 |
| BSY097 | YANG Siqi | 楊斯琦 |
| BVE275 | WEN Ting | 温婷 |
| BVI405 | XIAO Xie | 肖勰 |
| BWB656 | LU Jinzhou | 陆锦舟 |
| BWD453 | WANG Jingzi | 王競孜 |
| BWG129 | LIN Sikai | 林斯凯 |
| BWZ650 | JIN Shangshu | 靳尚書 |
| BXS498 | CHENG Yufang | 程宇芳 |
| BXS708 | QIU Yixuan | 邱譯萱 |
| BXV557 | HUI Wing Haap | 許荣洽 |
| BXW110 | SHU Xinchi | 舒心馳 |
| BXY047 | ZHENG Kaicheng | 鄭凱程 |
| BYA504 | DONG Zhe | 董哲 |
| BYA899 | HU Fangyu | 呼芳羽 |
| BYC071 | FEI Ziwen | 費子文 |